Compliance Director

النص مقدّم من المصدر. تحقّق من الشروط الكاملة في الإعلان الأصلي.

<p><strong><u>The Role</u></strong></p> <p>We are seeking to hire an exceptional Director, Central Compliance &amp; Europe (“EU”) Regulatory Liaison, to join our London office. Reporting to the Deputy Chief Compliance Officer, this senior leader will manage a team of 3–4 compliance officers and hold responsibility for multiple Centers of Excellence (CoEs) within the firm's Central Compliance organization, spanning Financial Crime, Policy Management, and Core Compliance.</p> <p>In addition to leading these global CoEs, the role serves as the firm's senior point of contact for EU regulatory matters in each jurisdiction where Schonfeld is licensed or authorized.

The position requires a strong combination of technical compliance expertise, operational and process discipline, and the proactive use of AI and technology to drive efficiency across the function.</p> <p><strong><u>What you'll do</u></strong></p> <ul> <li>Lead the firm's UK and larger EU Regulatory Liaison function, overseeing in-country Compliance Officers who act as SMEs and points of contact for local regulators, manage the local regulatory change agenda, and scope local requirements into the CoEs; sign off on local filings and registrations and engage in the expansion efforts of offices across Europe.</li> <li>Provide overall management, supervision, and strategic vision for multiple CoEs within Central Compliance, setting priorities, resourcing, and hiring plans, and adapting program design to regulatory and business change.</li> <li>Directly manage and develop a team of 3–4 compliance officers, providing leadership, mentorship, and performance management.</li> <li>Oversee the firm's Global/Regional AML Program, the Investor PEP/Sanctions screening process, and all AML/financial crime-related regulatory filings.</li> <li>Own the firm's Global Compliance Policies &amp; Procedures framework, including standardized P&amp;P templates, the P&amp;P Review Program, and regulator/client-facing policies.</li> <li>Administer the Code of Ethics Program end-to-end – including PA Dealing, Gifts &amp; Entertainment, Outside Business Interests, and Political Contributions – alongside Conflicts Management, Compliance Training, Licensing &amp; Registrations, Certifications, and Employee Administration.</li> <li>Champion the adoption of AI and compliance technology to streamline workflows, reduce manual effort, and scale program delivery.</li> <li>Be an integral and collaborative member of the London Compliance T